Commodity Futures Trading Commission Act

Results: 1755



#Item
661Financial system / Corporate crime / U.S. Securities and Exchange Commission / Suspicious activity report / Futures contract / Commodity Futures Trading Commission / Short / Broker-dealer / USA PATRIOT Act /  Title III /  Subtitle B / Financial economics / Financial markets / Finance

Attachment to SR 06-01: Guidance on Sharing of Suspicious Activity Reports by Securities Broker-Dealers,Futures Commission Merchants, and Introducing Brokers in Commodities

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Source URL: www.federalreserve.gov

Language: English - Date: 2006-05-12 08:39:36
662Finance / Commodity Futures Trading Commission / Commodity Exchange Act / Commodity Exchange Authority / Amaranth Advisors / Futures contract / Gary Gensler / Sean O. Cota / Commodity Futures Modernization Act / Financial economics / Financial markets / Financial system

Microsoft Word - Program for CFTC.doc

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Source URL: www.eba-net.org

Language: English - Date: 2013-08-29 16:10:15
663Futures exchanges / Self-regulatory organizations / Clearing house / Futures contract / Commodity Futures Trading Commission / Chicago Mercantile Exchange / Derivative / ACT / Over-the-counter / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]March 10, 2014 Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed

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Source URL: www.sec.gov.

Language: English - Date: 2014-03-11 08:47:45
664Stock market / Systemic risk / Derivative / Commodity Futures Trading Commission / LCH.Clearnet / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Credit default swap / Over-the-counter / Financial economics / Finance / Financial system

Proposed Rule: Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps

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Source URL: www.sec.gov.

Language: English - Date: 2010-10-14 15:44:40
665Commodity Futures Trading Commission / United States Securities and Exchange Commission / United States securities law / Depository Trust & Clearing Corporation / IntercontinentalExchange / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Clearing house / Futures contract / Financial economics / Financial system / Finance

Microsoft Word - DTCC - SEC Letter re ICE Rule 211_FINAL.doc

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Source URL: www.sec.gov

Language: English - Date: 2013-04-23 16:07:47
666Finance / 106th United States Congress / American International Group / Commodity Futures Modernization Act / Enron / Commodity Futures Trading Commission / Futures contract / Derivative / Commodity Exchange Act / Financial economics / Financial system / Financial markets

F:\M6\COMBES\COMBES[removed]COMMITTEE PRINT] [June 27, [removed]Showing H.R. 4541, As Ordered Reported by the Committee

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-13 23:00:00
667Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Commodity Exchange Act / Late-2000s financial crisis / U.S. Securities and Exchange Commission / Commodity Futures Modernization Act / Economics / Financial regulation / Financial economics

June 17, 2014 Re: Oppose H.R[removed]Dear Representative, We are writing on behalf of the Consumer Federation of America (CFA) to ask you to oppose “The Customer Protection and End User Relief Act” (H.R. 4413), which t

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Source URL: www.consumerfed.org

Language: English - Date: 2014-06-18 16:49:10
668Futures exchanges / Futures contract / Chicago Mercantile Exchange / Commodity Futures Trading Commission / New York Mercantile Exchange / Securities Exchange Act / Derivative / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]April 3, 2014 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov.

Language: English - Date: 2014-04-04 14:41:09
669111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Derivative / Commodity Futures Trading Commission / Swap / Financial economics / Finance / Financial system

Microsoft Word[removed]_2_.docx

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Source URL: www.sec.gov.

Language: English - Date: 2012-06-28 08:33:48
670Financial system / Finance / Commodity Futures Trading Commission / National Futures Association / Commodity Exchange Act / Futures contract / Financial markets / Financial economics / Commodities market

August 26, 2014 Via Federal Express Christopher J. Kirkpatrick Secretary Office of the Secretariat

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Source URL: www.nfa.futures.org

Language: English - Date: 2014-09-30 09:27:39
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